Overview
Group Legal and Compliance Division
Description
Key Responsibilities:
- Support the Bank efforts in ensuring the Bank delivers fair dealing outcomes and markets suitable investment products to our customers.
- Put in place policies, frameworks and processes to ensure compliance with Fair Dealing guidelines by MAS and other relevant regulatory guidelines.
- Provide secretarial support to the Product Suitability Committee which includes proper documentation of all relevant materials, coordination with the business units etc.
- With input from the business units, prepare Fair Dealing reports to management and Board.
- Ensure information on investment products provided to customers in marketing collaterals and product brochures are clear, timely and relevant.
Qualifications
Requirements:
- Detail-oriented, with strong and clear analytical thought process; strong policy-making and documentation skills
- Ability to understand diverse issues, putting them together in an organised manner and derive at the appropriate conclusion and solutions
- Must have excellent inter-personal and communications skills and able to work with various stakeholders
- Highly motivated, able to work independently and in a team
- Good command in English and excellent writing skills
- Proficient in Microsoft Office
- Experience in the financial industry, familiarity with bank processes and knowledge of investment products
Primary Location
: Singapore
Job
: Regulatory Compliance
Organization
: Group Legal and Compliance Division
Schedule
: Permanent
Job Posting
: 15-Jan-2025, 1:20:01 PM
About OCBC Bank
OCBC is the longest established Singapore bank, formed in 1932 from the merger of three local banks, the oldest of which was founded in 1912. It is now the second largest financial services group in Southeast Asia by assets and one of the world’s most highly-rated banks, with an Aa1 rating from Moody’s. Recognised for its financial strength and stability, OCBC is consistently ranked among the World’s Top 50 Safest Banks by Global Finance and has been named Best Managed Bank in Singapore by The Asian Banker.
OCBC and its subsidiaries offer a broad array of commercial banking, specialist financial and wealth management services, ranging from consumer, corporate, investment, private and transaction banking to treasury, insurance, asset management and stockbroking services.
OCBC’s key markets are Singapore, Malaysia, Indonesia and Greater China. It has more than 570 branches and representative offices in 19 countries and regions. These include about 300 branches and offices in Indonesia under subsidiary Bank OCBC NISP, and over 90 branches and offices in Mainland China, Hong Kong SAR and Macau SAR under OCBC Wing Hang.
OCBC’s private banking services are provided by its wholly-owned subsidiary Bank of Singapore, which operates on a unique open-architecture product platform to source for the best-in-class products to meet its clients’ goals.
OCBC's insurance subsidiary, Great Eastern Holdings, is the oldest and most established life insurance group in Singapore and Malaysia. Its asset management subsidiary, Lion Global Investors, is one of the largest private sector asset management companies in Southeast Asia.
